We have hundreds of satisfied who rely on our programs for unparalleled training, educational materials and consultative services, but in the end what matters most is the TIME and MONEY they save by working with us.
It’s as simple as this. Our Members are individuals and small firms who understand the personal financial risk inherent in their line of work, but they don’t have the resources and background required to protect themselves effectively.
Imagine the benefits of:
- Understanding the things you’re doing correctly, but learning how to do them with greater efficiency and less risk
- Discovering where your knowledge and procedures should be improved, then taking quick, guided action before problems arise
- Receiving guidance on preparing for litigation or arbitration, saving you hours of time, guesswork and frustration
- Working with a highly-qualified securities litigator to help you achieve the best possible outcome
|Save Time||Save Money||FA Risk Management Exclusive Benefit|
|✓ ✓||✓||Run your business with greater efficiency and less risk|
|✓ ✓ ✓||✓ ✓ ✓||Understand your vulnerabilities and minimize risk before there is trouble.|
|✓ ✓ ✓||✓ ✓ ✓||Recieve hands-on, guided instruction to address issues correctly|
|✓ ✓ ✓||✓ ✓ ✓||Partener with a discreet, hands-on risk management expert to prepare for litigation or arbitration|
|✓ ✓ ✓||✓ ✓ ✓||Use your risk management expert as a liason between you and your litigator to keep legal costs down.|
|✓ ✓ ✓||✓ ✓ ✓||Leverage our connections to secure an experienced securities litigator to negotiate a favorable outcome|
|✓ ✓ ✓ ✓||*Get financial assistance to apply toward related litigation and arbitration expenses.|
Learn more about our unmatched risk management benefits
Read the latest article on BICE, the Best Investment Contract Exemption, is a trap.
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When I needed help regarding a bogus arbitration filed by a client of my old firm, Doug Schriner and FA Risk Management provided the advice and guidance at a critical point in my career. Their support helped me through the process and ultimately cleared my record of the false accusations. The value and service of FA Risk Management is something I recommend to every advisor.Tony Taddeo, CFP